Filed Under:Markets, Senior Market

The SEC Begins Fiduciary Fact-Finding Mission

From the Washington Bureau

Chairman of the Securities Exchange Commission Mary Schapiro (AP Photo/Mark Lennihan)
Chairman of the Securities Exchange Commission Mary Schapiro (AP Photo/Mark Lennihan)

 

The Securities and Exchange Commission plans to ask the investment industry soon to provide it with the information needed to craft an analysis of the potential impact of a uniform fiduciary standard on investors and producers.

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Nichole Morford

Nichole Morford
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