Filed Under:Life Insurance, Life Planning Strategies

Bill Introduced to Make FINRA Self-Regulating

From the Washington Bureau

Rep. Spencer Bachus, R-Ala. (AP Photo/Charles Dharapak, File)
Rep. Spencer Bachus, R-Ala. (AP Photo/Charles Dharapak, File)

Legislation has been introduced that will lay the groundwork for the Financial Industry Regulator Authority to become a self-regulatory organization for investment advisers.

The bipartisan bill was introduced by Rep. Spencer Bachus, R-Ala., chairman of the House Financial Services Committee, and Rep. Carolyn McCarthy, D-N.Y.

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Nichole Morford

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