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By Elizabeth Festa |
February 19, 2013
The FINRA enforcement alleges broad, systemic failures by ING firms to properly retain and review email correspondence.
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By Liz Festa |
January 17, 2013
The company also had agent management issues in addition to lapses in explanation of coverage.
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By Arthur D. Postal |
August 17, 2012
The Financial Industry Regulatory Authority has levied nearly $40 million in fines so far this year, with more to come.
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By Elizabeth Festa |
July 19, 2012
Delays, late forms, oversights and claims issues will get noticed by Nutmeg State examiners.
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By Elizabeth Festa |
May 8, 2012
The first-ever enforcement of Timothy's Law sends a strong message to health insurers over the provision of coverage for mental illness and children with emotional problems.