bank account

SEC, FINRA, state exam execs lay out priorities

By Melanie Waddell | June 18, 2013

Priorities include conflicts of interest, email retention, cybersecurity and some specific products, the executives said at the IRI legal and regulatory conference.

What if producers and FFEs break up?

By Allison Bell | June 17, 2013

CMS also proposes integrity and risk-adjustment rules, and it estimates how much producers earn.

The 80/20 Rule

By Brian Tracy | June 10, 2013

Maximize your earning potential by focusing on the 20 percent.

LTCI Watch: Skepticism

By Allison Bell | May 30, 2013

Thoughts about why a reporter-blogger might root for private long-term care insurance.

Michigan annuity producer sentenced

By Michael K. Stanley | May 30, 2013

A Williamsburg insurance agent was sentenced to serve 60 months in prison for defrauding elderly clients.

A Generation Flux cheat sheet

By Glenda Eoyang | May 3, 2013

How can you adapt to (and thrive in) an environment that's constantly changing? These eight tips can help.

On the third hand: Crazies

By Allison Bell | April 9, 2013

I think that the people in federal and state government agencies generally mean well and are in danger of getting into huge trouble if they’re too blunt.

On the Third Hand: Crazies

By Allison Bell | March 21, 2013

Do you want to spend your days getting them into Medicaid?

FINRA fines Ameriprise $750,000

By Maria Wood | March 4, 2013

The fine relates to a prior enforcement action FINRA levied against a former Ameriprise registered representative.

Theories of the Great Rotation

By Tom Nawrocki | February 7, 2013

For years now, investing professionals have been waiting for the individual investor to get back into good old-fashioned domestic equity mutual funds. Has the time finally come?