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The SEC has found that alternative investment funds are using phony service providers to boost their fees, Chairman Mary Jo White told a congressional committee.
John Y. Kim will continue as president of New York Life’s Investments Group as well as chief investment officer.
The two agencies are "constrained by — and must follow — very different statutory mandates," says Tittsworth of IAA.
A U.S. Trust managing director says advisors should not shy away from discussing charity with clients.
Additions to a Nationwide L.inc rider include a managed volatility fund and fund options that can provide increased equity exposure.
Trust and reputation are playing an increasing role in driving the satisfaction of investors with their primary provider, according to a new report.
The automaker estimates it will unload $26 billion in pension liabilities by the move.
A new report by a consulting firm paints a dire picture of the potential impact of a proposed rule establishing a fiduciary standard for investment...
As the SEC continues its work on how investors could be getting more useful disclosures, mutual fund shareholder reports are suddenly under the microscope.
The Employee Benefits Security Administration has added a disclosure error correction provision to new retirement plan fee disclosure regulations.