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By Melanie Waddell |
May 7, 2013
SEC Chairwoman Mary Jo White told a House panel on Tuesday that the agency’s $1.67 billion budget request for 2014 would help the agency fulfill one of its top priorities: adding 250 examiners for advisors.
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By Allison Bell |
April 22, 2013
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010: The Insurance Provisions
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By Melanie Waddell |
April 11, 2013
President Obama is likely to name replacements for commissioners Walter and Paredes in a matter of weeks.
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By James J. Green |
April 8, 2013
The former prosecutor was confirmed as SEC chief via unanimous consent.
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By Melanie Waddell |
April 3, 2013
Schapiro joins several other former regulators at Promontory, which counts many large banks as its clients.
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By Mark Jewell |
February 1, 2013
There's so much information about mutual funds available, from performance data to legal disclosures, that it's understandable to wonder what you really need to know.
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By Liz Festa |
January 24, 2013
The former New York prosecuter will oversee the SEC's plan to create a uniform fiduciary standard rule.
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By JULIE PACE, Associated Press |
January 24, 2013
The former prosecutor will likely bolster the agency’s enforcement profile in the aftermath of the financial crisis.
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By Melanie Waddell |
January 17, 2013
The SEC plans to issue a “concept release” in the first quarter regarding its rule to put brokers under a fiduciary mandate.
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By Melanie Waddell |
January 10, 2013
The SEC’s top cop, Robert Khuzami, plans to leave the agency later this month after four years as its enforcement director.