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By Melanie Waddell |
May 16, 2013
SEC Chairwoman White noted the DOL would “ultimately make its own independent decision” regarding its fiduciary rule.
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By Melanie Waddell |
April 30, 2013
The FPA is “well under way” in putting its advocacy infrastructure in place, says FPA President Michael Branham.
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By Melanie Waddell |
February 7, 2013
FINRA has set its sights on the Senate to push a bill that would give it the authority to become the SRO for advisors.
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By Arthur D. Postal |
November 28, 2012
Rep. Jeb Hensarling, R-Texas, succeeds Rep. Spencer Bachus, R-Ala., who was term-limited by House Republican Conference rules.
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By Arthur D. Postal |
November 12, 2012
The results of the election will generate substantive change in who makes the decisions affecting the insurance industry in Washington. Here is a look at the key people certain to be impacted by the change.
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By Arthur D. Postal |
November 7, 2012
Obama's re-election indicates current policies will be maintained, but some deadline dates could be pushed back a bit.
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By Arthur D. Postal |
October 4, 2012
The agency created to ensure that risks to the stability of the U.S. financial system are quickly identified and dealt with needs greater transparency to do its job correctly, the Government Accountability Office (GAO) said in a new study.
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By Arthur D. Postal |
September 14, 2012
The agency created to ensure that risks to the stability of the U.S. financial system are quickly identified and dealt with needs greater transparency to do its job correctly, the Government Accountability Office says in a new study.
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By Arthur D. Postal, Elizabeth D. Festa |
August 24, 2012
As the Fed begins to tighten its grip on insurer-owned thrifts, insurers are weighing in.
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By Melanie Waddell, AdvisorOne |
July 30, 2012
As she said she would, Rep. Maxine Waters, D-Calif., introduced on Wednesday the Investment Adviser Examination Improvement Act of 2012, which would allow the Securities and Exchange Commission (SEC) to collect user fees from advisors to fund their exams in lieu of a self-regulatory organization (SRO).